securitieslearning.ca

DMTP-150 — Research, Information Barriers & Wall-Crossing

Managing material non-public information, control room procedures, restricted lists and documented wall-crossing protocols.

Course Information

Estimated Time: 2 hours

Difficulty: Advanced

Categories:

Course Instructor

securitieslearning.ca securitieslearning.ca Author

Corporate training for regulated Canadian investment dealers.

This course does not have any sections.