securitieslearning.ca

DMTP-160 — Record-Keeping & Books and Records Obligations

What must be retained, in what form, and for how long, including electronic communications, chat platforms and voice recordings.

Course Information

Estimated Time: 1.5 hours

Difficulty: Beginner

Categories:

Course Instructor

securitieslearning.ca securitieslearning.ca Author

Corporate training for regulated Canadian investment dealers.

This course does not have any sections.