Back to: CIRO Institutional DMTP — Domain 3: Execution and Market Integrity
0
UMIR’s best execution and fair trading requirements, the order lifecycle end to end, and algorithmic trading and electronic access.
Learning objectives
By the end of this module, you will be able to:
Apply UMIR’s best execution, fair trading and market integrity requirements
Identify manipulative and deceptive trading practices — and why they are prohibited
Describe the order lifecycle from client instruction through to settlement
Explain the role of algorithmic trading and direct electronic access in institutional markets
Apply the behaviours expected of an institutional representative during trading hours
How this module runs
Work through the lessons in order. The module closes with a case study, a set of key takeaways, and a five-question knowledge check that must be passed at 80% before the module is marked complete.
