Post Approval Dealer Training that survives the audit.
securitieslearning.ca delivers Institutional DMTP course modules and Dealer Member Training to regulated Canadian firms — written by former compliance officers, delivered through an LMS that produces evidence, not just certificates.
Dealer firms onboarded
Approved persons trained
Records retained 7 years
Average learner rating
- CIRO-aligned curriculum
- CSA National Instruments
- FINTRAC AML/ATF
- SOC 2 hosted LMS
Generic e-learning fails examinations. Ours does not.
Most training vendors sell you a video library and a completion tick-box. We build the audit trail your Chief Compliance Officer will be asked to produce — and the content approved persons will actually retain.
Examination-ready evidence
Every module logs time-on-task, attempts, assessment scores and the version of content served. Export a full attestation pack per approved person in seconds.
Written by practitioners
Our authors ran supervision, trade desk oversight and AML programs inside Canadian dealer members. Scenarios come from real deficiency letters, mapped to rule references.
Institutional, not retail
Built for the institutional side of the house: block trading, prime services, cross-border access, best execution and institutional client suitability.
Training programs for the regulated dealer
Five delivery streams, one compliance record. Mix and match to match your firm registration categories and supervisory structure.
Institutional DMTP
The full Dealer Member Training Program for institutional registrants — conduct, supervision, market integrity, AML and institutional suitability.
8 modules · ~18 hrs · EN / FR
Post Approval Dealer Training
Structured post-approval training for newly registered representatives and supervisors, on the 30/90/180-day cadence your compliance manual commits to.
6 modules · ~9 hrs · Cohort or self-paced
Firm-Specific Curriculum
We ingest your policies, deficiency letters and supervisory procedures, then build branded modules that teach your controls.
Custom · 4-6 wk build · Your branding
The learning platform is not an add-on. It is the product.
Every enrolment, assessment and completion is recorded in LifterLMS on this site — so the evidence your CCO needs is generated as your team learns, not reconstructed afterwards.
SCORM & xAPI ready
Drop our modules into your existing LMS, or use this one. Both produce identical records.
SSO & SOC 2 hosting
SAML / Entra ID sign-on, Canadian data residency, role-based supervisor access.
Supervisor cockpit
Firm-wide completion heatmap, overdue alerts, and one-click regulator exports.
Mobile & offline
Modules complete on any device; progress syncs when the learner reconnects.
Start with these modules
Pulled live from the course catalogue on this site. Enrol a cohort or licence the full programme.
DMTP-101 — Institutional Conduct & Professional Ethics
Standards of conduct for institutional registrants: gatekeeper duty, honest...
DMTP-102 — Canadian Regulatory Framework for Dealers
How CIRO, the CSA and provincial commissions interact, what...
DMTP-115 — Institutional Client Relationships & Suitability
Permitted client determinations, suitability relief, institutional KYC and the...
PAT-301 — Post Approval Orientation: Your First 30 Days
Escalation paths, supervisory expectations, firm policies and the conduct...
SUP-401 — Supervisory Judgement & Escalation
When to escalate, when to document, and how to...
AML-501 — AML/ATF Fundamentals for Dealer Members
FINTRAC obligations for securities dealers: client identification, beneficial ownership,...
What Canadian dealer members say
We were the people receiving the deficiency letters.
securitieslearning.ca was founded by compliance and supervision professionals who spent two decades inside Canadian dealer members — and who were repeatedly handed training that ticked a box without changing behaviour.
- Single-sector focus. We train regulated dealers only, with no generic corporate catalogue diluting the roadmap.
- 30-day rule-change SLA. When a rule moves, affected modules are re-issued and learners re-notified inside a month.
- Evidence over completion. Our record format was designed by reading actual examination requests.
Bring your dealer training in line before the next review.
Book a 30-minute consultation. We will map your registration categories to the right DMTP and Post Approval modules and show you the evidence pack a regulator will ask for.
