securitieslearning.ca

SUP-412 — Daily & Monthly Trade Review

By /

Designing a defensible trade review program: exception thresholds, sampling logic, evidencing review, and closing the loop.

Course Information

Estimated Time: 2 hours

Difficulty: Advanced

Categories:

Course Instructor

securitieslearning.ca securitieslearning.ca Author

Corporate training for regulated Canadian investment dealers.

This course does not have any sections.